Please find a summary of our AML updates which we have produced for senior managers and or persons involved in onboarding or country risk assessments. We typically produce detailed quarterly reviews of relevant matters for our clients and provide a round up of relevant matters and resources for their consideration just after each quarter end (see online example here).
For this update, we thought we would utilise our training platform to present the key updates as training so that firms can award Continuous Professional Training credit where the training was deemed appropriate. Please see a detailed discussion on CPT expectations here.
This update should not be used by those responsible as a substitute for reviewing the relevant underlying material or as regulatory advice as it is provided for the purpose of highlighting what we believe would be relevant for our core client base. Individuals should refer to their firm's own policy and procedures and their Money Laundering Reporting Officer if they have any queries on this content. The content contains a resources section with links to other third party public sources, but please note that some of those links will be subject to change by their owners and we are unable to guarantee the integrity of the destination links. They were verified at the time of production. Please let us know if you have any issues.
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Note: Cognitive GRC Limited provides Governance Risk and Compliance services to SFC regulated firms in Hong Kong and the international firms that are connected to them. Please reach out to us if you have any questions about the content contained herein or have any questions.