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    BRMQ 2022 - SFC Annual Review
    • Feb 23

    BRMQ 2022 - SFC Annual Review

    Business Risk Management Questionnaire (“BRMQ”) for SFC regulated firms Note: Cognitive GRC provides services mainly to regulated firms...
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    • Sep 29, 2021

    Summer, Summary 2021 -Part 2 Deeper Dive

    Some highlights from enforcement and SFC updates for Quarter 2 (originally distributed in July) We typically issue newsletter updates at...
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    • Sep 29, 2021

    Summer, Summary 2021 - Part 1 Topics of Interest

    These are just some of things we raised in our newsletter update earlier this summer and thought that some of our wider contacts might be...
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    SFC CPT Compliance - Preparation for Cognition 2022
    • Sep 29, 2021

    SFC CPT Compliance - Preparation for Cognition 2022

    The SFC published its Consultation Conclusion on the “Proposed Enhancements to the Competency Framework for Intermediaries and Individual...
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    • Feb 11, 2021

    Davos 2021 - Global Risk Report - Annual Risk Self Assessment Time

    Risk based compliance programmes require engagement with stakeholders every so often to make sure that they are not completely off...
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