News | Cognitive GRC

9 hours ago

Training for SFC Regulated Firms

A timely reminder to look at the state of your Continuous Professional Training records for this year.

10 hours ago

Exploring Hong Kong's Digital Asset Regulation and Licensing

Summary of VASP basics, update to the AMLO, and various changes relating to digital assets and licensing in Hong Kong for regulated activity

10 hours ago

Expert Network Service Support: Asia

Expert Network connections need to be subject to compliance oversight. We can assist by providing live support.

Feb 15

Happy Lunar New Year 2024

Gung Hei Fat Choi/Gong Xi Fa Cai/Happy Lunar New Year from all of us at Cognitive GRC. Wishing you and your families, health, wealth and...

Nov 20, 2023

Ongoing Climate Training - One year on from SFC implementation deadline

Climate 101 Key Training for Managers and Analysts. Summary of course content and why firms need to training thier analysts and managers

Oct 12, 2023

Quarter 4 Already? What you need to know

Please note that we provide links to external sites which were correct at the time of publication, but they may be updated. Cognitive GRC...

Oct 10, 2023

BRMQ 2024 - Business Risk Questionnaires

Please be reminded that there is an updated BRMQ for year ends starting from 30th November 2023 with a number of new questions. Business...

Oct 4, 2023

Climate 101 for Managers and Analysts - New Course Launch

Launch of a new course that covers climate essentials for managers and analysts – Climate 101 for Managers and Analysts

Aug 1, 2023

Regulation Asia Awards for Excellence 2023

Delighted to be involved in the awards programme again this year, helping to identify and recognise the best solutions being provided to...

Mar 24, 2023

AML Updates for regulated firms in Hong Kong

Updates to Anti-Money Laundering and Counterterrorist Financing for SFC regulated firms in Hong Kong in 2023, Summary of SFC circulars, FATF

Jan 20, 2023

Happy Lunar New Year 2023

Thank you for all the support during the previous year, we look forward to working with you for the next. Best wishes to you and your...

Jan 17, 2023

GRC 2023 - Annual Check Up

A collection of housekeeping matters for regulated firms in Hong Kong Cognitive GRC Limited (website) is a leading provider of Governance...

Dec 22, 2022

Merry Christmas to all!

A huge thanks to the team, our clients, our service partners and the industry for all the support in 2022. All the very best from team at...

Nov 1, 2022

Virtual Asset Regulation - Hong Kong

[Extracted from our Client Update on issues relating to the Money Laundering Reporting Officers (MLRO), Manager in Charge (MIC) for...

Nov 1, 2022

Quarter 3 2022 - HK MLRO Update

Introduction This quarters update was slightly delayed in anticipation of the FATF plenary in October, but we also wanted to cover the...

Oct 18, 2022

Operational Resilience AIMA APAC

Planning, Prevention, Protocols, Reaction, Recovery, Reporting; the condensation of risk into more cloud based infrastructure and...

Oct 18, 2022

October Regulatory Roundup Hong Kong - GRC Planning 2023

Updates for SFC regulated firms and firms with SEC or US regulatory exposure. Quarter 3 Update, Planning for Quarter 4 and 2023

Sep 8, 2022

Happy Mid Autumn Festival

Jun 21, 2022

Operational Resilience in 2022 Holding it together

Operational Resilience, Exit Plans, Contingency, Continuity, Cybersecurity, Data Loss, Incident Response Plan

Jun 21, 2022

Climate Risk Management for SFC regulated asset manangers

Insert - Poolebeg WastetoEnergy (centre left) incinerator along side chimney stacks of traditional power station (centre right)....

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