The abridged edition of our Q3 2026 Quarterly Update: AML resources, SFC enforcement lessons, cybersecurity and AI dependencies, and China, Japan and US developments for private fund managers.

Summary of our online Training Course and the new functionality that is now available for individuals to access courses via shopify.

Regulators across Hong Kong, the UK, the US, and Singapore have made their position clear: conflicts of interest in private markets are no longer a self-regulatory matter. Here is what active management requires.

Best wishes of prosperity for the year of the Horse. Reminder to take a look at your resilience in market uncertainty.

Introducing new LMS partnership with Ispring to provide our GRC Training to clients and also new topics covering Cybersecurity and AI use.

This an update on operational resilience taking into account the latest guidance from regulations

Reference to development of digital asset infrastructure in Hong Kong and US

Best wishes of prosperity for the year of the Snake. Reminder to take a look at your resilience in market uncertainty.

A selection of governance risk and compliance areas of interest to firms operating globally but located in Asia

Overview of key risks, outline regulatory frameworks, practical guidance for Firms on Anti-Bribery Corruption, Training, Best Practice

The team at Cognitive GRC would like to wish all its contacts in the industry and their families the very best for the holiday season and into the new year. It has been our pleasure to work with you in 2024. We very much look forward to continuing to work with the best in the industry, on finding the best solutions for your day-to-day challenges, giving you more time to spend with your loved ones. All the very best to you.

PRESS PLAY/SOUND ON: CONTENT AIMA: EDITED COGNITIVE GRC We are proud to sponsor the AIMA ASIA APAC Forum Agenda (aima.org) 2024, next week. The AIMA team and membership have curated a fantastic mix of industry leadership to cover the leading edges of key matters impacting asset managers in the region. In addition to pre-forum events on Private Credit and providing managers with access to global regulators from the across the globe, the programme covers most of the regions and

A timely reminder to look at the state of your Continuous Professional Training records for this year.

Summary of VASP basics, update to the AMLO, and various changes relating to digital assets and licensing in Hong Kong for regulated activity

Expert Network connections need to be subject to compliance oversight. We can assist by providing live support.

Gung Hei Fat Choi/Gong Xi Fa Cai/Happy Lunar New Year from all of us at Cognitive GRC. Wishing you and your families, health, wealth and enduring joy. [Press play to enjoy our wish] We strive to learn something every year, and as this is my 10th year in Hong Kong, I thought we might take a brief look at the symbolism as we look forward with hope for the coming year. The Wood Dragon: A Rare and Powerful Zodiac Sign In Chinese astrology, each year is associated not only with an

Climate 101 Key Training for Managers and Analysts. Summary of course content and why firms need to training thier analysts and managers

Please note that we provide links to external sites which were correct at the time of publication, but they may be updated. Cognitive GRC provides advisory services to regulated firms in Hong Kong on international requirements and works with various service partners to deliver these services. Firms should obtain specific advice relating to matters that we highlight here. This is neither legal, accounting or investment advice. What firms need to be thinking about as we move cl

Please be reminded that there is an updated BRMQ for year ends starting from 30th November 2023 with a number of new questions. Business...

Launch of a new course that covers climate essentials for managers and analysts – Climate 101 for Managers and Analysts