SFC | Cognitive GRC

GRC 2023 - Annual Check Up

A collection of housekeeping matters for regulated firms in Hong Kong Cognitive GRC Limited (website) is a leading provider of Governance...

Virtual Asset Regulation - Hong Kong

[Extracted from our Client Update on issues relating to the Money Laundering Reporting Officers (MLRO), Manager in Charge (MIC) for...

Quarter 3 2022 - HK MLRO Update

Introduction This quarters update was slightly delayed in anticipation of the FATF plenary in October, but we also wanted to cover the...

Operational Resilience in 2022 Holding it together

Operational Resilience, Exit Plans, Contingency, Continuity, Cybersecurity, Data Loss, Incident Response Plan

Climate Risk Management for SFC regulated asset manangers

Insert - Poolebeg WastetoEnergy (centre left) incinerator along side chimney stacks of traditional power station (centre right)....

BRMQ 2022 - SFC Annual Review

Business Risk Management Questionnaire (“BRMQ”) for SFC regulated firms Note: Cognitive GRC provides services mainly to regulated firms...

GRC Planning 2022 - A collection of housekeeping matters for regulated firms in Hong Kong

Note: Cognitive GRC provides services mainly to regulated firms in Hong Kong that provide services to institutional and professional...

SFC CPT Compliance - Preparation for Cognition 2022

The SFC published its Consultation Conclusion on the “Proposed Enhancements to the Competency Framework for Intermediaries and Individual...