Feb 23BRMQ 2022 - SFC Annual ReviewBusiness Risk Management Questionnaire (“BRMQ”) for SFC regulated firms Note: Cognitive GRC provides services mainly to regulated firms...
Sep 29, 2021Summer, Summary 2021 -Part 2 Deeper DiveSome highlights from enforcement and SFC updates for Quarter 2 (originally distributed in July) We typically issue newsletter updates at...
Sep 29, 2021Summer, Summary 2021 - Part 1 Topics of InterestThese are just some of things we raised in our newsletter update earlier this summer and thought that some of our wider contacts might be...
Sep 29, 2021SFC CPT Compliance - Preparation for Cognition 2022The SFC published its Consultation Conclusion on the “Proposed Enhancements to the Competency Framework for Intermediaries and Individual...
Feb 11, 2021Davos 2021 - Global Risk Report - Annual Risk Self Assessment TimeRisk based compliance programmes require engagement with stakeholders every so often to make sure that they are not completely off...