Business Risk Management Questionnaire (“BRMQ”) for SFC regulated firms Note: Cognitive GRC provides services mainly to regulated firms...

Some highlights from enforcement and SFC updates for Quarter 2 (originally distributed in July) We typically issue newsletter updates at...

These are just some of things we raised in our newsletter update earlier this summer and thought that some of our wider contacts might be...

The SFC published its Consultation Conclusion on the “Proposed Enhancements to the Competency Framework for Intermediaries and Individual...

Risk based compliance programmes require engagement with stakeholders every so often to make sure that they are not completely off...