Summer, Summary 2021 -Part 2 Deeper Dive
Some highlights from enforcement and SFC updates for Quarter 2 (originally distributed in July) We typically issue newsletter updates at...
- Sep 29
Summer, Summary 2021 - Part 1 Topics of Interest
These are just some of things we raised in our newsletter update earlier this summer and thought that some of our wider contacts might be...
- Sep 29
SFC CPT Compliance - Preparation for Cognition 2022
The SFC published its Consultation Conclusion on the “Proposed Enhancements to the Competency Framework for Intermediaries and Individual...
- Feb 11
Davos 2021 - Global Risk Report - Annual Risk Self Assessment Time
Risk based compliance programmes require engagement with stakeholders every so often to make sure that they are not completely off...