Regulators across Hong Kong, the UK, the US, and Singapore have made their position clear: conflicts of interest in private markets are no longer a self-regulatory matter. Here is what active management requires.

This an update on operational resilience taking into account the latest guidance from regulations

Reference to development of digital asset infrastructure in Hong Kong and US

A selection of governance risk and compliance areas of interest to firms operating globally but located in Asia

Overview of key risks, outline regulatory frameworks, practical guidance for Firms on Anti-Bribery Corruption, Training, Best Practice

A timely reminder to look at the state of your Continuous Professional Training records for this year.

Summary of VASP basics, update to the AMLO, and various changes relating to digital assets and licensing in Hong Kong for regulated activity

Expert Network connections need to be subject to compliance oversight. We can assist by providing live support.