- Jan 31, 2022
GRC Planning 2022 - A collection of housekeeping matters for regulated firms in Hong Kong
Note: Cognitive GRC provides services mainly to regulated firms in Hong Kong that provide services to institutional and professional...
- Dec 21, 2021
Merry Christmas, Happy Holidays and all the very best for 2022
All the very best wishes to clients, collaborators, industry partners, competitors, and prospects to see you through the end of 2021 and...
- Sep 29, 2021
Summer, Summary 2021 -Part 2 Deeper Dive
Some highlights from enforcement and SFC updates for Quarter 2 (originally distributed in July) We typically issue newsletter updates at...
- Sep 29, 2021
Summer, Summary 2021 - Part 1 Topics of Interest
These are just some of things we raised in our newsletter update earlier this summer and thought that some of our wider contacts might be...
- Sep 29, 2021
SFC CPT Compliance - Preparation for Cognition 2022
The SFC published its Consultation Conclusion on the “Proposed Enhancements to the Competency Framework for Intermediaries and Individual...
- Apr 7, 2021
April Bulletin
It seems February for CFTC (Exemption Registration), March for SEC (Annual ADV) and April for SFC. Following the new format Business Risk...