Thank you for all the support during the previous year, we look forward to working with you for the next. Best wishes to you and your...

A collection of housekeeping matters for regulated firms in Hong Kong Cognitive GRC Limited (website) is a leading provider of Governance...

A huge thanks to the team, our clients, our service partners and the industry for all the support in 2022. All the very best from team at...

[Extracted from our Client Update on issues relating to the Money Laundering Reporting Officers (MLRO), Manager in Charge (MIC) for...

Introduction This quarters update was slightly delayed in anticipation of the FATF plenary in October, but we also wanted to cover the...

Planning, Prevention, Protocols, Reaction, Recovery, Reporting; the condensation of risk into more cloud based infrastructure and...

Updates for SFC regulated firms and firms with SEC or US regulatory exposure. Quarter 3 Update, Planning for Quarter 4 and 2023

Operational Resilience, Exit Plans, Contingency, Continuity, Cybersecurity, Data Loss, Incident Response Plan

Insert - Poolebeg WastetoEnergy (centre left) incinerator along side chimney stacks of traditional power station (centre right)....

Optimising Growth - Targeting Success Cognitive GRC Limited was delighted to share sponsorship of panel sessions during the Annual AIMA...

Business Risk Management Questionnaire (“BRMQ”) for SFC regulated firms Note: Cognitive GRC provides services mainly to regulated firms...

Note: Cognitive GRC provides services mainly to regulated firms in Hong Kong that provide services to institutional and professional...

All the very best wishes to clients, collaborators, industry partners, competitors, and prospects to see you through the end of 2021 and...

Some highlights from enforcement and SFC updates for Quarter 2 (originally distributed in July) We typically issue newsletter updates at...

These are just some of things we raised in our newsletter update earlier this summer and thought that some of our wider contacts might be...

The SFC published its Consultation Conclusion on the “Proposed Enhancements to the Competency Framework for Intermediaries and Individual...

It seems February for CFTC (Exemption Registration), March for SEC (Annual ADV) and April for SFC. Following the new format Business Risk...