SFC issues guidance to fund industry participants related to the COVID-19 outbreak
The Hong Kong Securities & Futures Commission (SFC) has recently issued a series of circulars relating to the volatility in local and...
Apr 1, 2020
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SFC's Fund Manager Code of Conduct - Five Important Next Steps
The deadline of November 18, 2018, has now passed for the Securities and Futures Commission’s (SFC’s) Fund Manager Code of Conduct...
Dec 18, 2018
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Are You Ready? SFC's FMCC Compliance Checklist
The implementation deadline for the Securities & Futures Commission (SFC) Fund Manager Code of Conduct (FMCC) is now less than one month...
Oct 11, 2018
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Five Key Steps to Compliance with the SFC’s Fund Manager Code of Conduct
Investment management firms with operations in Hong Kong must turn its attention to the new Securities & Futures Commission (SFC) Fund...
Jul 16, 2018
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SFC Consultation on Fund Manager Code of Conduct (FMCC): 10 key points
SFC Consultation on Fund Manager Code of Conduct (FMCC): 10 key points
Mar 28, 2018
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