The SFC published its Consultation Conclusion on the “Proposed Enhancements to the Competency Framework for Intermediaries and Individual...

Risk based compliance programmes require engagement with stakeholders every so often to make sure that they are not completely off...

The Hong Kong Securities & Futures Commission (SFC) has recently issued a series of circulars relating to the volatility in local and...

The deadline of November 18, 2018, has now passed for the Securities and Futures Commission’s (SFC’s) Fund Manager Code of Conduct...

The implementation deadline for the Securities & Futures Commission (SFC) Fund Manager Code of Conduct (FMCC) is now less than one month...

Investment management firms with operations in Hong Kong must turn its attention to the new Securities & Futures Commission (SFC) Fund...

SFC Consultation on Fund Manager Code of Conduct (FMCC): 10 key points