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02

Pre-Application

  • Collating all requisite information and documentation

  • Supporting liquid capital requirements calculations

  • Drafting SFC prescribed forms

  • Completing questionnaire A and B

  • Providing draft compliance manual, compliance monitoring programme and business continuity plan

  • Providing pre-submission liaison with SFC for more complex applications

01

SFC LICENCE APPLICATION SERVICES

03

04

Post-Application

  • Filing the application with the SFC and liaising with the SFC during the review and vetting process

  • Drafting responses to all SFC enquiries

  • Providing ad-hoc advice and guidance relating to the SFC application process as required

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