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GOVERNANCE

RISK &

COMPLIANCE

“We help you to achieve success and sustainability in an always changing, always challenging operational environment.

Cognitive Governance Risk and Compliance provides you with the power to influence your own culture and create an environment where it naturally responds to inappropriate behaviour in a way that is consistent with your commercial objectives.“

Governance is the oversight that you bring to bear. We help you to look in the right direction through using appropriate risk and compliance tools.

The Risk function is to help identify the key areas and how frequently they need to be looked at. We perform risk assessments with the comprehensive participation of senior management to provide guidance on the appropriate use of limited resources.

Compliance looks at both changes to rules that are coming up and how the internal controls are working to help you comply with those rules. We help you to manage your compliance obligations and bring assurance that you have adequate and effective arrangements in place to challenge and test the design and operation of your processes and controls.

OUR

RANGE OF SERVICES

We provide integrated governance, risk and compliance solutions to a range of financial services firms that is tailored to meet SFC regulations and international obligations.

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"Collectively, with limited resources,
Risk and Compliance need to deliver
assurance to the Governance team that firms
are robustly braced against the unforeseen."

OUR CLIENTS

OUR

PARTNERSHIPS

Some of the providers that we partner with to deliver solutions.

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NEWS
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GET IN CONTACT WITH OUR TEAM

CARA CHENG

Senior Compliance Analyst

DAVID HARRINGTON

Senior Contracting Consultant